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     Office of Personnel 
    Management 
    �  842.708 
     Partial deferred payment of the 
    lump-sum credit if annuity commences after December 2, 1989, and before 
    October 1, 1995. 
  (a) Except as provided in paragraph (c) of this section, if the annuity 
    of a retiree commences after December 2, 1989, and before October 1, 1994, 
    the lump-sum credit payable under �  842.705 is payable to the individual, 
    or his or her survivors, according to the following schedule: 
  (1) Fifty percent of the lump-sum credit is payable at the time of 
    retirement, and  
  (2) Fifty percent is payable, with interest determined under section 
    8334(e)(3) of title 5, United States Code, one year after the time of 
    retirement, except if the payment date of the amount specified in paragraph 
    (a)(1) of this section was after December 4, 1989, payment with interest 
    will be made in the calendar year following the calendar year in which the 
    payment specified in paragraph (a)(1) of this section was made.  
  (b) If a retiree whose annuity commences after December 2, 1989, and 
    before October 1, 1994, dies before the time limit prescribed in 
    �  842.704(b)(2), that individual is subject to �  842.704 (c) or (d), but 
    the lump-sum credit will be paid in accordance with the schedule in 
    paragraph (a) of this section. 
  (c)(1) A retiree is exempt from the deferred payment schedule under 
    paragraph (a) of this section if the individual meets the conditions, and 
    fulfills the requirements, described in �  842.707(c).  
  (2)(i) A retiree who is exempt from the deferred payment schedule may 
    waive that exemption by notifying OPM, in writing, on or before the date he 
    or she elects to receive the alternative form of annuity.  
  (ii) Paragraph (c)(2)(i) of this section does not apply to an individual 
    whose annuity commences after December 1, 1990, if that individual's 
    eligibility to elect an alternative form of annuity is pursuant to 
    �  842.703(d)(1)(i)(A).  
  (iii) A waiver under paragraph (c)(2)(i) of this section cannot be 
    revoked.  
    [56 FR 6552, Feb. 19, 
    1991, as amended at 60 FR 54587, Oct. 25, 1995]  | 
    
     �  842.802 
    �  842.801 
     Applicability and purpose. 
     
  (a) This subpart contains regulations of the Office of Personnel 
    Management (OPM) to supplement --  
  (1) 5 U.S.C. 8412 (d) and (e), which establish special retirement 
    eligibility for law enforcement officers, firefighters, and air traffic 
    controllers employed under the Federal Employees Retirement System (FERS);
     
  (2) 5 U.S.C. 8422(a)(2)(B), pertaining to deductions;  
  (3) 5 U.S.C. 8423(a), pertaining to Government contributions; and  
  (4) 5 U.S.C. 8425, pertaining to mandatory retirement.  
  (b) The regulations in this subpart are issued pursuant to the authority 
    given to OPM in 5 U.S.C. 8461(g) to prescribe regulations to carry out the 
    provisions of chapter 84 of title 5 of the United States Code, and in 5 
    U.S.C. 1104 to delegate authority for personnel management to the heads of 
    agencies.  
    [52 FR 2069, Jan. 16, 
    1987, as amended at 57 FR 32689, July 23, 1992] 
    �  842.802 
     Definitions.  
  In this subpart --  
  Agency head means, for the executive branch agencies, the head of an 
    executive agency as defined in 5 U.S.C. 105; for the legislative branch, the 
    Secretary of the Senate, the Clerk of the House of Representatives, or the 
    head of any other legislative branch agency; for the judicial branch, the 
    Director of the Administrative Office of the U.S. Courts; for the Postal 
    Service, the Postmaster General; and for any other independent establishment 
    that is an entity of the Federal Government, the head of the establishment. 
    For the purpose of an approval of coverage under this subpart, agency 
    head is also deemed to include the designated representative of the head 
    of an executive department as defined in 5 U.S.C. 101, except that the 
    designated representative must be a department headquarters-  | 
  
  
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     �  842.802 
    level official who reports 
    directly to the executive department head, and who is the sole such 
    representative for the entire department. For the purpose of a denial of 
    coverage under this subpart, agency head is also deemed to include 
    the designated representative of the agency head, as defined in the 
    first sentence of this definition, at any level within the agency.  
  Air traffic controller means a civilian employee of the Department of 
    Transportation or the Department of Defense in an air traffic control 
    facility or flight service station facility who is actively engaged in the 
    separation and control of air traffic or in providing preflight, inflight, 
    or airport advisory service to aircraft operators, as provided in 5 U.S.C. 
    2109. Also included in this definition is an employee who is the first-level 
    supervisor of any air traffic controller as described above.  
  Detention duties means duties that require frequent direct contact in 
    the detention, direction, supervision, inspection, training, employment, 
    care, transportation, or rehabilitation of individuals suspected or 
    convicted of offenses against the criminal laws of the United States or the 
    District of Columbia or offenses against the punitive articles of the 
    Uniform Code of Military Justice (chapter 47 of title 10, United States 
    Code). (See 5 U.S.C. 8401(17).)  
  Employee means an employee as defined by 5 U.S.C. 8401(11).  
      Firefighter means an employee occupying a rigorous position, 
    whose primary duties are to perform work directly connected with the control 
    and extinguishment of fires, as provided in 5 U.S.C. 8401(14). Also included 
    in this definition is an employee occupying a rigorous firefighter position 
    who moves to a supervisory or administrative position and meets the 
    conditions of �  842.803(b).  
  First-level supervisors are employees classified as supervisors who 
    have direct and regular contact with the employees they supervise. 
    First-level supervisors do not have subordinate supervisors. A 
    first-level supervisor may occupy a rigorous position or a secondary 
    position if the appropriate definition is met.  
  Frequent direct contact means personal, immediate, and 
    regularly-assigned contact with detainees while performing detention duties, 
    which is repeated and continual over a typical work cycle.   | 
    
     5 CFR Ch. 1(1-1-01 
    Edition) 
    Law enforcement officer 
    means an employee occupying a rigorous position, whose primary duties are 
    the investigation, apprehension, or detention of individuals suspected or 
    convicted of offenses against the criminal laws of the United States, or the 
    protection of officials of the United States against threats to personal 
    safety, as provided in 5 U.S.C. 8401(17). Also included in this definition 
    is an employee occupying a rigorous law enforcement officer position who 
    moves to a supervisory or administrative position and meets the conditions 
    of �  842.803(b). Law enforcement officer also includes, as required 
    by 5 U.S.C. 8401(17)(B), an employee of the Department of the Interior or 
    the Department of the Treasury who occupies a position that, but for 
    enactment of chapter 84 of title 5, United States Code, would be subject to 
    the District of Columbia Police and Firefighters' Retirement System, as 
    determined by the Secretary of the Interior or the Secretary of the 
    Treasury, as appropriate. Except as provided above, the definition does not 
    include an employee whose primary duties involve maintaining order, 
    protecting life and property, guarding against or inspecting for violations 
    of law, or investigating persons other than those who are suspected or 
    convicted of offenses against the criminal laws of the United States. 
     
  Primary duties means those duties of a position 
    that --  
  (a) Are paramount in influence or weight; that is, constitute the basic 
    reasons for the existence of the position;  
  (b) Occupy a substantial portion of the individual's working time over a 
    typical work cycle; and  
  (c) Are assigned on a regular and recurring basis.  
  Duties that are of an emergency, incidental, or temporary nature cannot 
    be considered "primary" even if they meet the substantial portion of time 
    criterion. In general, if an employee spends an average of at least 50 
    percent of his or her time performing a duty or group of duties, they are 
    his or her primary duties. 
     
  Rigorous position means a position the duties 
    of which are so rigorous that employment opportunities should, as 
    soon as reasonably possible, be 
    limited (through establishment of a maximum entry age and physical 
    qualifications) to young and physically vigorous individuals whose primary 
    duties are --  
  (a) To perform work directly connected with controlling and  | 
  
  
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      Office 
    of Personnel Management 
     extinguishing fires; 
    or  
  (b) Investigating, apprehending, or detaining individuals suspected or 
    convicted of offenses against the criminal laws of the United States or 
    protecting the personal safety of United States officials.
    The condition in this definition that employment opportunities be 
    limited does not apply with respect to an employee who moves directly (i.e., 
    without a break in service exceeding 3 days) from one rigorous law 
    enforcement officer position to another or from one rigorous firefighter 
    position to another. Rigorous position is also deemed to include a 
    position held by a law enforcement officer as identified in 5 U.S.C. 
    8401(17)(B) (related to certain employees in the Departments of the Interior 
    and the Treasury).  
  Secondary position means a position that --
     
  (a) Is clearly in the law enforcement or firefighting field;  
  (b) Is in an organization having a law enforcement or firefighting 
    mission; and  
  (c) Is either --  
  (1) Supervisory; that is, a position whose primary duties are as a 
    first-level supervisor or law enforcement officers or firefighters in 
    rigorous positions; or  
  (2) Administrative; that is, an executive, managerial, technical, 
    semiprofessional, or professional position for which experience in a 
    rigorous law enforcement or firefighting position, or equivalent experience 
    outside the Federal Government, is a mandatory prerequisite.  
    [52 FR 2069, Jan. 16, 
    1987, as amended at 57 FR 32689-32690, July 23, 1992; 60 FR 3339, Jan. 17, 
    1995; 66 FR 38525, July 25, 2001] 
    �  842.803 
     Conditions for coverage.  
    (a) Rigorous positions. 
    (1) An employee's service in a position that has been determined by the 
    employing agency head to be a rigorous law enforcement officer or 
    firefighter position is covered under the provisions of 5 U.S.C. 8412(d).
     
    (2) An employee who is not 
    in a rigorous position, nor   | 
    
     �  842.802 
    covered while in a 
    secondary position, and who is detailed or  temporarily promoted to a 
    rigorous position is not covered under the provisions of 5 U.S.C. 8412(d). 
  (3) A first-level supervisor position may be determined to be a rigorous 
    position if it satisfies the conditions set forth in �  842.802.  
  (b) Secondary positions. (1) An employee's service in a position 
    that has been determined by the employing agency head to be a secondary law 
    enforcement officer or firefighter position is covered under the provisions 
    of 5 U.S.C. 8412(d), if all of the following criteria are met:  
  (i) The employee, while covered under the provisions of 5 U.S.C 8412(d), 
    moves directly (that is, without a break in service exceeding 3 days) from a 
    rigorous position to a secondary position;  
  (ii) The employee has completed 3 years of service in a rigorous 
    position, including any such service during which no FERS deductions were 
    withheld; and  
  (iii) The employee has been continuously employed in a secondary position 
    or positions since moving from a rigorous position without a break in 
    service exceeding 3 days, except that a break in employment in secondary 
    positions that begins with an involuntary separation (not for cause), within 
    the meaning of 5 U.S.C. 8414(b)(1)(A), is not considered in determining 
    whether the service in secondary positions is continuous for this purpose.
     
  (2) An employee who is not a rigorous position, nor covered while in a 
    secondary position, and who is detailed or temporarily promoted to a 
    secondary position is not covered under the provisions of 5 U.S.C. 8412(d).
     
  (c) Air traffic controller. An employee's service in a position 
    that has been determined to be an air traffic controller position by the 
    employing agency head is covered under the provisions of 5 U.S.C. 8412(e).
     
  (d) Except as specifically provided in this subpart, an agency head's 
    authority under this section cannot be delegated.  
    [52 FR 2069, Jan. 16, 
    1987, as amended at 57 FR 32690, July 23, 1992] 
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